NAIPFA

Proposed Regulation

• 11/13/09 - Letter to Dodd & Shelby
• 11/2/09 - NAIPFA Letter to Congress
• 5/14/09 - 2009 House Municipal Advisors Regulation Act
• 4/9/09 - MSRB Seeks to Further Regulatory Oversight - Who's Protecting Whom
• 4/6/09 - It’s Time to Close the Financial Adviser Loophole
• 3/16/09 - NAIPFA Discussion Paper on MSRB Call for Regulation of FA’s
• 3/20/09 - Regulating Financial Advisors in the Municipal Market

Approved Resolutions

• 3/16/09 - Resolution approved by the Board of Directors of National Association of Independent Public Finance Advisors (NAIPFA) on March 16, 2009